Assurance

Gain a competitive edge with reliable and effective financial statements and business controls . . .


Caturano and Company Formally Announces Broker Dealer and Investment Advisory Practice

As a PCAOB registered firm, Caturano and Company provides audit services for broker dealers that have custody of funds, and investment advisors that maintain client funds or securities in connection with advisory services provided to clients.

Caturano and Company has formally announced its Broker Dealer and Investment Advisory practice. As a PCAOB registered firm, Caturano and Company provides audit services for broker dealers that have custody of funds, and investment advisors that maintain client funds or securities in connection with advisory services provided to clients.

New SEC rules effective in 2010, issued in response to activities surrounding Madoff Securities, require firms to engage an independent accountant no later than March 12, 2010.

For more information please contact Joel Shamon, Partner or 617-241-1345.

your contact

Joel F. Shamon
Vice President

Additional Resources - Broker Dealer

SEC Final Amendments

SEC Interpretation

Recent News